Capture the relationship
Record client information, business activity and relevant ownership context.
Explore assessments ↗Financial services firms / Asset & fund managers
A consistent review across your relationships.
Bring client risk assessment, sanctions and PEP screening, and compliance review into a shared workflow for your asset management team.
Explore the workflow ↓Your operating context
Consistent inputs. Clear review responsibilities.
When analysts and reviewers work from separate records, the basis for a decision becomes harder to follow. Use a common assessment structure and retain the reasoning behind the result.
Explain the risk result
Review factor contributions and any applicable minimum ratings or overrides.
Explore screening ↗Prepare for review
Keep screening dispositions and the approval record available with the assessment.
Explore records ↗Scope & fit
Fit the workflow to your firm.
Start with risk assessment in Basic. Add screening and multi-user review with Starter. Discuss implementation, consultant support and additional requirements with Enterprise.
Compare the three plans ↗Does this replace fund administration?
No. ComplyBase supports counterparty risk assessment and screening workflows. It is not a fund administration, investor dealing or transaction-monitoring system.
What can we inspect in a demonstration?
Walk through a fictional assessment, review potential screening matches and inspect the exported report. We can discuss how these steps fit your current process.
Who owns the final decision?
Your firm retains responsibility for its due diligence and onboarding decisions. ComplyBase supports the assessment, review and record of that decision.
A focused demonstration
Bring a representative workflow.
Tell us about the relationships you assess, who reviews them and the records your team needs.