Understand the client
Capture client and ownership information, including relevant jurisdictions.
Explore assessments ↗Financial services firms / Wealth management
A clear view of the client relationship.
Bring client information, beneficial ownership, screening findings and compliance decisions into one documented onboarding workflow.
Explore the workflow ↓Your operating context
More context for the people making the decision.
Complex client relationships require judgement. Give analysts and authorised reviewers access to the relevant inputs and screening rationale, with a recorded approval history.
Review potential matches
Consider corroborating details and record each screening disposition.
Explore screening ↗Document the conclusion
Retain the risk assessment and authorised sign-off for future reference.
Explore records ↗Scope & fit
Fit the workflow to your firm.
Start with risk assessment in Basic. Add screening and multi-user review with Starter. Discuss implementation, consultant support and additional requirements with Enterprise.
Compare the three plans ↗Does screening replace enhanced due diligence?
No. Screening supports the review; your firm determines the due diligence and evidence needed for the relationship. Consultant support can be discussed within an Enterprise proposal.
What can we inspect in a demonstration?
Walk through a fictional assessment, review potential screening matches and inspect the exported report. We can discuss how these steps fit your current process.
Who owns the final decision?
Your firm retains responsibility for its due diligence and onboarding decisions. ComplyBase supports the assessment, review and record of that decision.
A focused demonstration
Bring a representative workflow.
Tell us about the relationships you assess, who reviews them and the records your team needs.