Understand the relationship.
Capture the client, ownership and jurisdiction context. Apply a documented methodology with a clear basis for the result.
Client & beneficial ownership
Client and ownership context
Keep the counterparty, controlling parties and jurisdiction context together. Move through five assessment steps, with screening and the scoring rationale attached to the review.
Follow an onboarding workflow ↗ComplyBase / New assessmentIllustrative interface
PROJECT NORTHMERE
Step 3 of 5Understand who sits behind the client.
- Context
- Client
- Ownership
- Screening
- Review
NH
Northmere Holdings LtdCounterparty · Fictional UK entity
UBOAlex ExampleOwnership interest: 60%Nationality and domicile recorded
UBOSam ExampleOwnership interest: 40%Nationality and domicile recorded
Keep ownership context with the assessment Next: sanctions & PEP screening →
Illustrative interface · fictional data
One connected workflow
From the first review to the final record.
Give your team a consistent way to assess counterparties, resolve screening matches and document approvals—without assembling the story from spreadsheets and email.
Review the matches.
Screen entities and individuals for sanctions and PEP exposure. Record each disposition and the reasoning behind it.
Make accountability visible.
Bring assessments through review and authorised sign-off, with the people and decisions recorded in the audit trail.
Keep the decision accessible.
Retrieve past assessments and screening records. Export assessment reports for internal review and examination.
See the methodology
Material risks must not disappear into an average.
Explore an illustrative weighted result and a hard override. This example explains the model’s behaviour; it does not calculate a real client assessment.
Risk model illustration
Fictional example
Capture the context
Record the relationship, client information, beneficial ownership and relevant jurisdictions before scoring.
Explain the result
Review the factor breakdown and identify which floors or overrides affected the final rating.
Prepare the review
Bring the assessment and screening decisions into the review process with a report that can be shared.
See governance ↗See ComplyBase in practice
See ComplyBase in practice
A focused conversation about your onboarding process, the decisions you make and the records you need.