Establish the context
Record the counterparty, project reference and beneficial ownership details.
Explore assessments ↗Financial services firms / Private equity
Keep the deal context. Document the decision.
Assess counterparties and controlling parties without losing the project context. Give your investment, operations and compliance teams a clear record to work from.
Explore the workflow ↓Your operating context
Complex structures. Several reviewers. One decision.
A deal may involve multiple entities and jurisdictions. ComplyBase brings the relevant client and ownership inputs into a structured assessment, with screening review and approval history alongside it.
Review the parties
Screen relevant entities and individuals; document how potential matches were resolved.
Explore screening ↗Retain the decision
Keep the risk basis, reviewer rationale and authorised sign-off together.
Explore records ↗Scope & fit
Fit the workflow to your firm.
Start with risk assessment in Basic. Add screening and multi-user review with Starter. Discuss implementation, consultant support and additional requirements with Enterprise.
Compare the three plans ↗Can screenings be organised by deal?
Yes. Standalone screenings can be grouped by project. Project grouping does not, by itself, change an assessment’s score.
What can we inspect in a demonstration?
Walk through a fictional assessment, review potential screening matches and inspect the exported report. We can discuss how these steps fit your current process.
Who owns the final decision?
Your firm retains responsibility for its due diligence and onboarding decisions. ComplyBase supports the assessment, review and record of that decision.
A focused demonstration
Bring a representative workflow.
Tell us about the relationships you assess, who reviews them and the records your team needs.